Sean Voisin Cams
Sean Voisin is a Regulatory Compliance Manager with over 14 years of compliance experience. Sean Voisin has worked... | South Orange Village, New Jersey, United States
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Sean Voisin Cams’s Emails se****@na****.com
Sean Voisin Cams’s Phone Numbers No phone number available.
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Sean Voisin Cams’s Location South Orange Village, New Jersey, United States
Sean Voisin Cams’s Expertise Sean Voisin is a Regulatory Compliance Manager with over 14 years of compliance experience. Sean Voisin has worked within Trade Surveillance/Broker Dealer and AML Investigations. He has experience working with traders and line of business with respect to client guidelines and regulatory requirements imposed by SEC, FINRA, CFTC,OCC, FinCEN and NFA. Sean Voisin has provided compliance guidance and due diligence with respect to key policies, and has also conducted compliance audits and generated detailed reports. Sean Voisin also has strong investigative skills and project management experience to rectify potential compliance and regulatory concerns. FINRA Series 63,7 and 24.
Sean Voisin Cams’s Current Industry Nasdaq
Sean
Voisin Cams’s Prior Industry
Pnc
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Interscope Records
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Jpmorgan Chase
|
Nasdaq
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Work Experience
Nasdaq
Regulatory Compliance Manager- Legal Regulation
Sat Aug 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Jpmorgan Chase
Compliance Officer - Global Financial Crimes Compliance- Broker Dealer Compliance- Global Trade
Sun Jul 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Aug 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)
Jpmorgan Chase
Compliance Officer- Trade Surveillance- Wealth Management
Fri Apr 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jul 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Jpmorgan Chase
Compliance Officer- AML Investigator Lead Reviewer - Global Financial Crimes Compliance
Mon Dec 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Apr 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Pnc
Branch Manager
Fri Oct 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Dec 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
Pnc
Project Manager
Mon Sep 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Oct 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Interscope Records
Marketing Intern
Fri Jun 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Aug 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)
Pnc
Financial Consultant
Tue May 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Sep 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time)Skills
Languages
Sean Voisin Cams Email Addresses
FAQ About Sean Voisin Cams
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Sean Voisin Cams is located at
South Orange Village, New Jersey, United States -
Sean Voisin Cams is a
Sean Voisin is a Regulatory Compliance Manager with over 14 years of compliance experience. Sean Voisin has worked within Trade Surveillance/Broker Dealer and AML Investigations. He has experience working with traders and line of business with respect to client guidelines and regulatory requirements imposed by SEC, FINRA, CFTC,OCC, FinCEN and NFA. Sean Voisin has provided compliance guidance and due diligence with respect to key policies, and has also conducted compliance audits and generated detailed reports. Sean Voisin also has strong investigative skills and project management experience to rectify potential compliance and regulatory concerns. FINRA Series 63,7 and 24. Nasdaq -
Sean Voisin Cams currently works in the
Nasdaq -
Sean Voisin Cams specializes in
Sean Voisin is a Regulatory Compliance Manager with over 14 years of compliance experience. Sean Voisin has worked within Trade Surveillance/Broker Dealer and AML Investigations. He has experience working with traders and line of business with respect to client guidelines and regulatory requirements imposed by SEC, FINRA, CFTC,OCC, FinCEN and NFA. Sean Voisin has provided compliance guidance and due diligence with respect to key policies, and has also conducted compliance audits and generated detailed reports. Sean Voisin also has strong investigative skills and project management experience to rectify potential compliance and regulatory concerns. FINRA Series 63,7 and 24. -
Sean Voisin Cams speaks the following languages:
No languages available. -
Sean Voisin Cams has prior experience in the following industries:
Jpmorgan Chase , Jpmorgan Chase , Jpmorgan Chase , Pnc , Pnc , Interscope Records , Pnc -
Sean Voisin Cams has the following professional experience:
Nasdaq , Jpmorgan Chase , Jpmorgan Chase , Jpmorgan Chase , Pnc , Pnc , Interscope Records , Pnc . -
You can view Sean Voisin Cams’s
LinkedIn profile at LinkedIn URL. -
Sean Voisin Cams’s work email addresses are
[email protected] . -
Sean Voisin Cams works at
Nasdaq
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